Walt Miller Group

"I called Walt Miller when I decided to explore the Compliance job market. He was referred to me by a friend of mine whom he had successfully placed. Walt was able to place me into a highly visible senior position at a premier Wall St. firm with whom he has had a long-standing relationship. It was a pleasure to work with Walt. He was by far the most ethical and professional Compliance recruiter I have met."

Managing Director/ Chief Compliance Officer | Top Tier Investment Bank

Recent Senior Placements

  1. Attorney -- Senior Regulatory Counsel (New York) for a Top-Tier International Broker/Dealer
  2. CCO / Head of Global Compliance for a New York based International Investment Bank and Broker/Dealer
  3. Chief Compliance Officer (Americas) for a Top Ten Capital Ranked New York based International Investment Bank and Broker/Dealer
  4. Chief Compliance Officer for a Top Ten Capital Ranked New York based Money Management firm
  5. Chief Compliance Officer for a Top Twenty Capital Ranked New York based Broker/Dealer
  6. Deputy General Counsel / Chief Compliance Officer for Top-Tier Florida based Broker/Dealer
  7. Head of Equity Capital Markets Compliance (New York) for a European based Top Twenty Capital Ranked International Investment Bank and Broker/Dealer
  8. Head of Equity Derivatives Compliance (New York) for a Top Five Capital Ranked International Investment Bank and Broker/Dealer
  9. Head of Fixed Income Compliance (New York) for a Top Ten Capital Ranked International Investment Bank and Broker/Dealer
  10. Head of Prime Brokerage Compliance (New York) for a Top Five Capital Ranked International Investment Bank and Broker/Dealer
  11. Manager of Surveillance (New York) for a Top Twenty Capital Ranked International Investment Bank and Broker/Dealer
  12. Manager of The Control Room (New York) for a Top Ten Capital Ranked International Investment bank and Broker/Dealer.

Recent Junior Placements

  1. Anti-Money Laundering Compliance Associate for a New York based Top Fifteen Capital Ranked International Investment Bank and Broker/Dealer
  2. Asst. Compliance Manager - Corporate Banking for a New York based Top Twenty Capital Ranked International Investment Bank and Broker/Dealer
  3. Asst. Manager - Surveillance for a New York based Top Twenty Capital Ranked European International Investment Bank
  4. Compliance Associate - Equity Trading for a New York based Top Ten Capital Ranked International Broker/Dealer
  5. Compliance Associate - Fixed Income Trading for a New York based Top Ten Capital Ranked International Investment Bank and Broker/Dealer
  6. Compliance Audit/Examination Associate for a New York based Top Ten Capital Ranked International Investment Bank and Broker/Dealer
  7. Control Room Associate for a New York based Top Five Capital Ranked International Investment Bank and Broker/Dealer
  8. Control Room Associate for a New York based Top Ten Capital Ranked International Investment Bank and Broker/Dealer
  9. Equity Research Compliance Associate for a New York based Top Five Capital Ranked International Investment Bank and Broker/Dealer
  10. Fixed Income Research Compliance Associate for a New York based Top Twenty Capital Ranked International Investment Bank and Broker/Dealer